Issuance of Securities in dematerialised form in case of Investor Service Requests
SEBI vide circular dated 22nd January, 2022, has provided that listed companies/RTA shall be issuing securities only in dematerialized form, while processing the following investor’s service requests: Issue of duplicate securities certificate; Claim from Unclaimed Suspense Account; Renewal / Exchange of securities certificate; Endorsement; Sub-division / Splitting of securities certificate; Consolidation of securities certificates/folios; Transmission; Transposition […]
Simplification of procedure and standardisation of formats of documents for issuance of duplicate securities certificates
SEBI vide circular dated 25th May, 2022 has simplified the procedure and documentation requirements for the issuance of duplicate securities. This Circular outlines the operational guidelines for processing of investor’s service request for issuance of duplicate securities and also prescribes the standardized formats for the documents to be submitted for issuance of duplicate share certificates Pursuant to […]
Simplification of procedure and standardisation of formats of documents for transmission of securities
SEBI vide circular dated 18th May, 2022, has further eased and standardized the process of effecting transmission of securities. Pursuant to the SEBI (Listing Obligations and Disclosure Requirements) (Fourth Amendment) Regulations, 2022, SEBI had provided the standardized procedure for transmission of securities and now with formats of various documents which are required to be furnished for processing […]